Spaces for empowered places or agents of displacement?

The contribution of the Third Sector in the increasing displacement

of the human services

Wendy Earles


Places and institutions are arenas where local impacts of continuous global restructuring are manifested and experienced by individuals and communities. As restructuring occurs, institutions in particular places are reshaped. The geographies of institutional reshaping in particular places can provide insights into broader directions for political and social change.

This paper reports current research and provides maps of new theorised global geographies and maps of new 'experienced' geographies of community and health services institutions. The new geographies of global restructuring are explored for a macro-perspective. These macro-geographies were deduced from an eclectic survey of theories and empirical studies. These were generally derived from analysis of other production sectors and institutional types, particularly forprofit organisations. The new micro-geographies of community and health services institutions were constructed from a comparative synthesis of the experiences of institutional reshaping of government (Commonwealth, state and local) and third sector organisations. The synthesis was generated from 51 case studies of institutional reshaping. The institutions were engaged in community and health services as funders, purchasers, or providers in Western Australia during the period 1984 to 1997. These organisations, already shaped by a pre-existing localism paradigm, were reshaped around new paradigms based on economic rationalist and managerialist ideologies.

This paper has three parts: an exposition of the tensions in new global geographies, a synthesis of the parameters of new community and health services' geographies, and their juxtaposition. The primary focus is the contribution of the third sector as either spaces for empowered places or as agents of displacement in new geographies.

New global geographies

The new geographies of the community and health services in Western Australia were experienced within the broader context of globalisation and the restructuring of capitalism. Within this restructuring, particular directions for change have been theorised and are being empirically researched across a wide range of sectors and in many different places (for example, see the recent compendium edited by Cox, 1997, or the earlier compendium edited by Henderson & Castells, 1987). However there remains little agreement on the forces for change and the directions of change.

Many concur that we stand at the end of an era, poised on the brink of 'new times', but there is less agreement on the anatomy of the new, or indeed on the substance of the 'something' which has propelled it into being.

(Goodwin, Duncan & Halford, 1993, p. 67)

In the theoretical and (sometimes) empirically-based arguments about the anatomy of the new, three interlinked theses can be identified. The first major thesis of globalisation and restructuring is that territorial disintegration occurred, resulting in a new territorial dynamic between places and flows. The second thesis is that organisational disintegration occurred, resulting in a new organisational dynamic between organisations-as-units and networks. The third thesis is that these new territorial and vertical dynamics interacted with a new politics which both empowered and disempowered groups and places, representing a new political dynamic between government and governance. Each thesis requires further explanation and elaboration.

Territorial disintegration and a new territorial dynamic: Thesis One

Territorial disintegration - referred to as deterritorialisation by many writers - is defined in economic terms by Storper (1997) as the reversal of territorialisation. Territorialisation was considered by Storper as representing "specific interdependencies in economic life" (1997, p. 20) that are territorially specific. Territorial disintegration therefore released activity from territorially specific sites and allowed locational substitutability (Cox, 1997).

Territorial disintegration generated a new territorial dynamic between places and flows. Castells (1989) named this dynamic as the experience of a movement from a space of places to a space of flows. He further argued that transformations in the relationships of production, power, and experience (that were part of restructuring) led to a substantial modification of social forms of space. These social forms, and the social practices associated with them, were constructed around flows rather than places. This space of flows was not conceived as placeless in form but it was placeless in structural logic.

... the logic and dynamics of territorial development are increasingly placeless from the point of view of the dominant organisations and social interests.

(Henderson & Castells, 1987, p. 7)

Organisational disintegration and a new organisational dynamic: Thesis Two

Organisational disintegration - referred to as vertical disintegration in many cases - is defined as the breaking up of vertically integrated single organisations into networks of flexible specialised sub-contracting firms (Leborgne & Lipietz, 1988). The main organisational characteristics of this disintegration were distinguished by Castells (1989) as concentration, flexibility, and decentralisation. First, there was a concentration of decision-making processes in higher level organisations or in the centres of organisations, making them the only non-substitutable organisational components. Second, new systems and the relationships between units were characterised by flexibility with organisational substitutability. Third, there was a shift from centralised large organisations to decentralised networks.

There is a shift, in fact, away from the centrality of the organisational unit (including the state) to the network of information and decisions. In other words, flows, rather than organisations, become the units of work, decision and output accounting.

(Castells, 1989, p. 142)

Organisational disintegration generated a new organisational dynamic between organisations-as-units and networks. These decentralised networks involved variable forms and relations. Leborgne and Lipietz (1988, p. 274) used the notion of vertical quasi-integration to describe the "grey area between hierarchy and market" that existed in the new organisational logic of networks. This quasi-integration combined vertical disintegration with tasks sub-contracted between separate organisations, with vertical integration of key tasks within the contractor. It also involved non-market relations between organisations, provisionally named "diagonal disintegration" by Leborgne and Lipietz (1988, p. 274). This diagonal disintegration ranged from "oppressive vertical forms of subcontracting to the most balanced (horizontal) forms of partnership" (Leborgne & Lipietz, 1988, p. 274).

Disempowerment and a new politics: Thesis Three

The new politics, with which the new territorial and organisational dynamics engaged, arose from "a complex triple displacement of powers upward, downward and, to some extent outward ... " (Jessop cited in Peck & Tickle, 1994, p. 318). This displacement involved changes in structures and processes, and changes in their context.

There has been a restructuring of the institutions and mechanisms through which local governance operates, as well as changes in the context of political struggles, projects and alliances.

(Goodwin and Painter, 1996, p. 635)

Castells (1998, p. 357-358) argued that the era of globalisation of the economy was also the era of localisation of polity. He theorised that the globalisation of wealth and information existed alongside the localisation of identity and legitimacy (Castells, 1998, p. 2). This localisation of polity was apparent in many new movements which increasingly had pro-local and decentralised orientations (Smith, 1987).

This transformation of power relations manifested in the crisis of the nation-state and the crisis of democracy. The geometry of new power relationships were therefore a multilateralisation of power institutions and a diffusion of authority (Castells, 1998, p. 346). Goodwin and Painter (1996) described this as a transformation from government - as the nation-state and representative democracy - to governance.

The new local governance involves more power being exercised by a very varied range of institutions which operate at a range of spatial levels.

(Goodwin and Painter, 1996, p. 636)

Low (1997) summarised the theories as proposing a reorganisation of the scale of governance with the nation-state superseded by local, regional, and supra-national forms of governance. This reorganisation had the potential to both empower and disempower groups and places. Rose and Miller described this new problematics of government as the need to understand the "mobile mechanisms of contemporary political power" (1992, p. 174). These mobile mechanisms involved "multiple and delicate networks that connect the lives of individuals, groups, and organizations to the aspirations of authorities" (Rose & Miller, 1992, p. 176).

Placeless powers and powerless places: A Synthesis

In combination these three theses on the new territorial, organisational and political dynamics of global geographies generate a picture of the balance of power "tipping in favor of globalized organizations, networks, practices, and flows", that is, from "territorialized institutions ... to deterritorialized institutions such as intrafirm ... corporate hierarchies or ... markets that know no bounds" (Storper, 1997, p. 19). The picture also includes Storper's (1997, p. 20) "territorially based institutionally organized" systems competing for market share. These appear to be the theorised present and future geographies: globalisation as placelessness and globalisation as competition between territorialised formations.

The dominant tendency is toward a horizon of networked, ahistorical space of flows, aiming at imposing its logic over scattered, segmented places, increasingly unrelated to each other, less and less able to share cultural codes.

(Castells, 1996, p. 428)

Castells (1996, p. 477) argued that such a tendency would create placeless powers in a network of flows that switch off "nonessential functions, subordinate social groups, and devalued territories" and consequently create powerless places.

... because function and power in our societies are organized in the space of flows, the structural domination of its logic essentially alters the meaning and dynamic of places.

(Castells, 1996, p. 428)

The new ... dynamics, then, tends to be organised around the contradiction between placeless power and powerless place.

(Castells, 1987, p. 10)

While it is agreed that "globalization does not entrain some single, unidirectional, sociospatial logic" (Cox, 1997, p. 16), the three dynamics - the territorial, the organisational, and the political - would appear to interact and react as a new global dynamic between the experiences of placeless powers and powerless places.

New community and health services geographies

Much of the current community and health services institutional infrastructure in Australia was the product of earlier collectivist and localist visions. Subsequently, managerialist reforms structurally realigned government to be the strategic state, with centralised strategic planning and funding functions, and decentralised operative direct or funded provision functions. Economic rationalist reforms reframed discourses establishing government as the enabling state, with government purchasers and nongovernment provider units.

The pre-existing institutional geographies of the community and health services included three sets of institutional players: government departments (Commonwealth and state), third sector organisations, and local government organisations. The government departments were bureaucracies organised around client, function, and generic-specialist tensions. They were all under review in the mid-1980s. The reviews recommended regionalisation, a shift to third sector service provision, and participatory structures to institutionalise the relationshaip between the third sector and government.

The third sector organisations were either long term large traditional providers or newly emerged (or created) small local third sector organisations. There were three pre-existing shapes: large institutions, large field service organisations, and small local community managed organisations. Local government organisations are not considered in this paper. Their pre-existing and changing geographies shared many themes with third sector organisations and state government departments.

During the period 1984 to 1997 the pre-existing shapes were reshaped through structural realignment and discourse reframings. Commonwealth and state government departments were reshaped to purchasers and third sector organisations were (re)shaped to providers producing new territorial, vertical, and governance geographies. These new geographies are summarised below. The appendix includes detailed tables from the major study of 51 organisations which provided the material for the discussions in this paper.

New territorial geographies

The new territorial geographies of community and health services institutions consisted of centralised funder-purchasers and localised provider units.

There was a distinct localisation (but not necessarily a devolution) of government departmental direct provision to localised government provider units. There was also a divestment of provision to third sector providers which did (and did not) involve localisation, depending on the nature of the third sector organisations. There was also a distinct delocalisation of government departmental planning and funding functions, at least the strategic aspects of these functions. This also occurred for the management of provision through deregionalisations.

There was considerable diversity in pre-existing institutional shape within the third sector, and diversity in the change directions. Third sector organisations were reshaped (or newly shaped) in their engagement with the multiple reform strategies of government departments and their own reform strategies. The large institutions deinstitutionalised, the large field service organisations restructured, and the small community managed organisations grew. New medium-sized organisations formed at regional levels in the late 1980s and then declined, while many new small organisations were created in the 1990s. Peak networks experienced growth, decline, restructure, emergence, and re-creation. The themes in these changes involved realignments of provision, government funded service management, and planning and fund seeking functions.

Similar to the government departments, large third sector organisations localised provision in scattered service sites or through teams attached to areas. They also deregionalised funded service management as well as planning and fund seeking functions through the creation of specialist centralised positions. The medium-sized third sector organisations divested funded service management to local third sector organisations, as they declined or became regional funded service managers. As small organisations grew, some maintained localised funded service management and provision by simply adding new services to their localised lateral organisational infrastructures. If their growth occurred through extending their geographic area, provider units were localised to new areas.

There was some delocalisation of planning and fund seeking functions. The decline of medium-sized specialist regional planning and fund seeking third sector organisations contributed to this, as did deregionalisation of planning and fund seeking in large third sector organisations. The regionalisation and deregionalisation of these functions in large third sector organisations often mirrored state government changes.

New vertical geographies

The new vertical geographies consisted of concentrated (but multi-centred) funders and purchasers, and provider units operating within restricted devolution of decision-making.

The delocalisation of government departmental planning and funding functions did not result in concentration as these two functions were split between central office directorates. The delocalised management of provision also occupied separate central office directorates, but in lower tiers as line directorates (not central directorates). This produced a three-way division within government departments. In the reframing of the state as the enabling state, these realignments were reframed as elements of funder-purchaser-provider models in government departments.

A three-way division also occurred in third sector organisations. Within individual third sector organisations, there were operational provision units, strategic management units, and planning and fund seeking units. While there were instances of both emerging hierarchies and dismantled hierarchies in third sector organisations, the dominant arrangement that emerged was lateral structures of add-on localised provision units. Third sector organisations were reframed within the market discourses of government departments. The reframing encompassed recasting as provider units. The realigned provision units of third sector organisations became provider units to be contracted by government purchasers. Third sector peaks were also reframed as providers (of organisational development services), communicators for government departments, or as interpreters of government changes for third sector organisations.

New governance geographies

The new governance geographies involved dismantled (or devalued) participatory place-based and organisation-based structures (especially sub-state structures) and emerging opaque placeless dialogue spaces. In the changes on the governance dimensions of organisations, there was a general movement away from institutionalised structures for participation. Where such structures remained, there were changes in memberships and changes in the value given to membership.

Regionalised structures for participation by nongovernment representatives in government planning and funding remained for the departments that worked within a participatory framework. In others, they were never created or were dismantled with deregionalisation. Alternatively, departments established new government-resourced provider peaks for small third sector organisations and maintained individualised relations with larger providers.

The nature of the governance dimension for each third sector organisation depended on its size and pre-history. The small community managed third sector organisations faced many tensions in their governance structures. The coordinators of these organisations tended to professionalise the composition of committees. This involved a de-volunteering and re-volunteering of the committee as founding community members were replaced. For the large third sector organisations, governance structures remained centralised and concentrated with direct management of service units. The new service units established in the 1990s had no local governance structures, with direct management the used as the predominate model. The auspice of provider units was also irrelevant as new service units were created for funded service management under variable auspice, including (in one case) a state government department itself.

In the reframing of third sector planning and fund seeking around the governmental market discourses, the emphasis shifted away from cross-organisation support. The membership of some third sector organisation peaks also changed, with local government organisations and large third sector organisations withdrawing from provider peaks. In the case of new peaks, membership was for coordinators of third sector organisations - not for committee members.

Government-initiated and -supported meetings or groups for government department and provider organisation interaction occurred at different levels. At the local level, these were generally informal information sessions. At the regional level, they were more formalised as advisory forums, yet many local providers knew little about them. At the state level, new formal state level committees in some cases were deliberately not supported in response to the defunding of provider-preferred structures. In some instances, the activities of other longer term state level government committees or third sector peaks were considered to be futile.

The experience of new geographies

While the reshaped territorial, vertical, and governance dimensions provided a framework for interactions, they were experienced through the relations in various systems. Three common experiences were identified. These were the experience of a double movement, the experience of multiple and diffuse centres, and the experience of changing networks. The first two refer to the experiences of reshaped relations with government departments. The third refers to the experiences of reshaped relations with others. As third sector and local government organisations often had relationships with more than one government department, the complexity in the mixture of experiences increased exponentially.

The double movement experience resembled centralisation of strategic decision making and decentralisation of operative decision making for many third sector organisations. The experience of centralisation occurred across many types of strategic decisions. Participants raised concerns about needs identification, service specification, selection of providers, funding level calculation, outcome identification and measurement, and renewal of funding. The experiences differed across departments, programme areas, types of provider organisations, and in some instances geographic areas.

Study participants from third sector organisation described the existence of multiple centres in their experiences of systems. They perceived a vacuum (or gaps) at the centre of purchaser organisations with decision making diffused between planning and funding directorates, department staff at different levels and sites, and Ministers. They also now had relations with more local centres in the form of government funding staff localised to regional or district offices. Thus, while there was a shared experience of centralisation, it was not to a particular place.

The experience of multiple and diffuse 'centres' was matched by a realignment and reframing of relations at the 'peripheries'. Each organisation had many possible organisational networks with which to engage. Descriptions of reshaped local provider relations catalogued episodes of withdrawal from relationships. However there was a contrast between the attitude of many that organisations can't find common ground for action, and action by a few geared at creating groups. These local provider groups were often issue-specific, arose from a sense of urgency, were flexible, involved advocacy, and were time-limited. Formalised relations between provider organisations were rare - instead 'peer', 'lead', or 'mentor' organisational relations emerged. In only two instances were local provider networks formalised into federated coalitions. Thus, trends within the reshaping of relations with other organisations involved new levels of individualism and separatism (especially when engagement with government funding systems was the aim), and new types of collectivism.

A synthesis: Tensions in a new local dynamic

The experience of the new local dynamic in the community and health services was the experience of tensions between two realities. In one reality, there were values and experiences based on place and organisation as local identity, and empowerment through enfranchisement and autonomy. In the other, there were experiences of engagement with placeless or place-free organisations and diffuse forms of governance. All community and health services practitioners (whether engaged in provision, management, funding or planning) experienced these tensions. In combination they created a picture of increasingly fragmented powerless places occupied by providers and disjoint funder-purchaser spaces wielding seemingly placeless powers.

Implications from new geographies

We now have two sets of geographies: micro-geographies of experiences of community and health restructuring in one place at one time, and macro-geographies of global restructuring.

Shared tensions

The new global dynamic and the new local dynamic share a tension between representations of the underlying concepts of territory, organisation, and politics as both structures and processes.

Place, organisation-as-unit, and government are structural representations of the concepts of territory, organisation, and politics. Flows, networks and governance are process representations of the concepts of territory, organisation, and politics. In his exploration of post modern welfare, Leonard (1997, p. 86) called for a distinction between organisation as structure and organisation as process. Here his conceptual distinction is extended to territory and politics.

The representation of the concepts of territory, organisation, and politics as both structures and processes also relates to their representation as realist and relativist concepts. In questioning the logic of realism in the dynamics of globalisation, Luke (1994, p. 621) theorised the coexistence of "concrete realities of place" and a "tangible imagery of flow". An extension of his ideas to the three dynamics - the territorial, the vertical, and the political - allows the imagination of the coexistence of two worlds of experience. They are a structural and realist world (of places, organisations, and government) and a process and relativist world (of flows, networks, and governance). One world does not displace or totally destroy the other, rather they are experienced together as tensions.

Table 1. Tensions in the new global and local dynamics of restructuring

Concept Structural representation Process representation Change representation
Territory Place Flow Territorial (dis)integration
Organisation Unit Network Vertical (dis)integration
Politics Government Governance (Dis)empowerment


Different or shared futures

The character of global and local developments could be locked into binary histories of a change from one stable world to another stable world (see Goodwin & Painter, 1996, for arguments against the formation of a single post-Fordist mode; and Hood, 1995, for a critique of the global and mono-paradigmatic nature of change in the specific case of public sector change). However, the character of global and local developments could be opened to the possibility of multiple futures that "recognise the constitutive role that social and political struggles are playing in determining the shape of the future" (Goodwin & Painter, 1996, p. 642).

Are the futures of the community and health services and of third sector organisations to be those theorised for other production sectors: futures of globalisation as placelessness and of globalisation as competition between territorialised formations? Are there alternatives? Can place, organisation, and government have new meanings alongside (and interwoven with) flow, network, and governance in the community and health services, and in third sector organisations and their relations?

While the changes undoubtedly disempower and disintegrate, they open up new possibilities and new forms of action. What is required in the community and health services and the third sector are readings inchoate of projects of territorial and vertical integration and empowerment. These should not be thought of as projects to glorify old structural constructs and demonise new process constructs (or the reverse). Neither should they be searches for a place, organisation, and government fix nor a flow, network, and governance fix. They should be explorations to enable understandings of the tensions and action within the tensions.

In the readings of the present and the future geographies, the role of third sector organisations must come into focus. The new geographies of institutional shape raise concerns for the third sector and individual third sector organisations. There are sets of values that are enhanced or impeded by institutional shape. Given the values inherent in the positioning of third sector organisations as institutions of civil society rather than as nonprofit firms (Lyons, 1996), the powerless places and placeless powers of the new geographies should be of concern.

Of equal concern should be the part played by third sector organisations as spaces for empowered places or as agents of displacement and disempowerment. Individual decisions to reshape organisations through internal changes and through changing external relations cause further (dis)integration and (dis)empowerment. Cumulative decisions (both individually and collectively) can have major impacts on the (dis)integrations and (dis)empowerments in new geographies. As DiMaggio (1983) pointed out, "the most enduring impact ... may be not direct effects upon individual organizations but influences on the structure of organizational fields" (Wise, 1990, p. 143).

There were many instances of third sector organisations acting as active and passive agents of displacement in the empirical study. There were some instances of active creation of spaces for empowered places within third sector organisations. Such contextualised mappings of new geographies should provided opportunities for reflections - and should act as catalysts - on the contributions of the third sector to social and political change.

References

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Castells, M. (1996). The information age: Economy, society and culture. Volume 1. The rise of the network society. Oxford: Blackwell.

Castells, M. (1998). The information age: Economy, society and culture. Volume 3. End of millennium. Oxford: Blackwell.

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Goodwin, M., Duncan, S., & Halford, S. (1993). Regulation theory, the local state, and the transition of urban politics. Environment and Planning D: Society and Space, 11, 67-88.

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Low, M. (1997). Representation unbound: Globalization and democracy. In K. Cox (Ed.), Spaces of globalization. Reasserting the power of the local. (pp. 240-280). New York: The Guilford Press.

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Lyons, M. (1996, July).The nonprofit sector and civil society: Competing paradigms? Paper presented to the Australian and New Zealand Third Sector Research Inc., Conference, Wellington, New Zealand.

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Appendix

These tables are from:

Earles, W. (1999). Powerless places and placeless powers: The (re)shaping of human services institutions. Unpublished PhD Thesis. The University of Western Australia: Perth, Australia.

They are reproduced here to provide more detailed background information to the discussions. They were synthesised from a study of 51 organisations: 4 government departments, 36 third sector organisations, 5 third sector peak organisations, 4 local government organisations, and 2 voluntary groupings of local government organisations.

Table I. Themes in the reshaping of government departments to purchasers

Realignment (Changes in structure) Reframing (Changes in discourse)
Realignment of operational provision:

Localisation of direct provision

Deregionalisation of management of direct service provision

Increased funded third party provision

Realignment of planning and funding:

Consolidation of management in head office directorates

Localisation of administration and coordination







Reframing of operational provision and

planning and funding:

Creation of funder-purchaser-provider models

Re-examination of direct provision



Table II. Seven composite scenarios of pre-existing shapes and change directions as third sector organisations reshaped to providers

Scenario Pre-existing shape Major change direction
1 Small community managed organisations Growth
2 Large institutions Deinstitutionalisation
3 Large field service organisations Restructure
4 Medium-sized organisations Decline
5 Small organisations and new services Creation in the 1990s
6 Variable No change
7 Networks Growth, decline, restructure, emergence, and re-creation


Table III. Themes in the reshaping of third sector organisations to providers

Realignment (changes in structure) Reframing (changes in discourse)
Realignment of provision and funded service management:

Small

Development of management unit and

service units as lateral add-ons or

developing hierarchy

Large

Development of management division

and consolidated service teams or

scattered services

Localised service delivery

Delocalised and deregionalised service management

Dismantled hierarchies

Medium (peaks)

Divested service management to local

or regional service managers,

or role change to regional service

manager

Realignment of planning and fund

seeking:

Small

Creation of coordinator position

Large

Creation of specialist planning and fund seeking positions, regionalised then deregionalised or delocalised

Medium (peaks)

Demise of regional planning and fund

seeking specialist organisations

Reframing of provision and funded service

management, and planning and fund seeking:

Provider units:

as contracted providers for government, with auspice irrelevant, and as business arms selling to all

A new regionalism:

head contractees, large regional auspice organisations, "big sister" mentors, and specialist associations for planning and fund seeking

A new separatism:

between advocacy and funded service management, and between own provision and funded

Recreated third sector organisations peaks:

specialist funded service managers, or communication networks as inteerpreters of or for government



Reframing of provision and funded service managment and planning and fund seeking:

Business units:

as competitive contracted providers

A new regionalism:

flexible coalitions; resource-sharing; and fee for service

Recreated voluntary groupings:

regional consultants



Table IV. Themes in the reshaping of local government organisations to providers


Realignment (changes in structure)


Realignment of provision and funded service management:

Increasingly arms-length provision

Divestment of auspiced provision

Creation of a service provision management level

Realignment of planning and fund seeking:

Deregionalisation of planning and fund seeking

Consolidation of planning and fund seeking at management level within directorates of individual organisations


Reframing (changes in discourse)


Reframing of provision and funded service management and planning and fund seeking:

Business units:

as competitive contracted providers

A new regionalism:

flexible coalitions; resource-sharing; and fee for service

Recreated voluntary groupings:

regional consultants